Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, ON YU JOHNATHAN
Chinese Name of Relevant Individual
黃安裕
HKMA Registration Number
AG9313
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, BUSINESS BANKING
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, BUSINESS BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2023 - 03 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2023 - 03 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2022 - 03 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2022 - 03 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2017 - 28 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2017 - 28 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2015 - 21 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2015 - 21 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, ON YU JOHNATHAN
:
Chinese Name of Relevant Individual
黃安裕
:
HKMA Registration Number
AG9313
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
14 May 2024
No
RELATIONSHIP MANAGEMENT, BUSINESS BANKING
DAH SING BANK, LIMITED
Type 4: advising on securities
14 May 2024
No
RELATIONSHIP MANAGEMENT, BUSINESS BANKING
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9313
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 14 May 2024
No
AG9313
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 14 May 2024
No
AG9313
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
22 Feb 2023 - 03 Jun 2023
No
AG9313
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
22 Feb 2023 - 03 Jun 2023
No
AG9313
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jan 2022 - 03 Jun 2023
No
AG9313
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
25 Jan 2022 - 03 Jun 2023
No
AG9313
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2017 - 28 Nov 2021
No
AG9313
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Mar 2017 - 28 Nov 2021
No
AG9313
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Oct 2015 - 21 Aug 2016
No
AG9313
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Oct 2015 - 21 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
