Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, HO SAN
Chinese Name of Relevant Individual
李浩新
HKMA Registration Number
AG9318
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2017 - 12 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2017 - 12 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2015 - 31 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2015 - 31 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
10 Oct 2015 - 31 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, HO SAN
:
Chinese Name of Relevant Individual
李浩新
:
HKMA Registration Number
AG9318
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9318
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
30 Jan 2017 - 12 May 2019
No
AG9318
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
30 Jan 2017 - 12 May 2019
No
AG9318
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
10 Oct 2015 - 31 Dec 2016
No
AG9318
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
10 Oct 2015 - 31 Dec 2016
No
AG9318
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
10 Oct 2015 - 31 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.