Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BOUVIER, LAURENT RAYMOND ALEXANDRE
Chinese Name of Relevant Individual
HKMA Registration Number
AG9322
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2023 - 12 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2023 - 12 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Jan 2023 - 12 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2019 - 02 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2019 - 02 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Nov 2019 - 02 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2019 - 21 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2019 - 21 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Mar 2019 - 21 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2018 - 29 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2018 - 29 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Oct 2018 - 29 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2018 - 22 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2018 - 22 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Mar 2018 - 22 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 24
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BOUVIER, LAURENT RAYMOND ALEXANDRE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9322
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9322
UBS AG
Type 1: dealing in securities
07 Jan 2023 - 12 Jan 2023
No
AG9322
UBS AG
Type 4: advising on securities
07 Jan 2023 - 12 Jan 2023
No
AG9322
UBS AG
Type 6: advising on corporate finance
07 Jan 2023 - 12 Jan 2023
No
AG9322
UBS AG
Type 1: dealing in securities
29 Nov 2019 - 02 Dec 2019
No
AG9322
UBS AG
Type 4: advising on securities
29 Nov 2019 - 02 Dec 2019
No
AG9322
UBS AG
Type 6: advising on corporate finance
29 Nov 2019 - 02 Dec 2019
No
AG9322
UBS AG
Type 1: dealing in securities
18 Mar 2019 - 21 Mar 2019
No
AG9322
UBS AG
Type 4: advising on securities
18 Mar 2019 - 21 Mar 2019
No
AG9322
UBS AG
Type 6: advising on corporate finance
18 Mar 2019 - 21 Mar 2019
No
AG9322
UBS AG
Type 1: dealing in securities
26 Oct 2018 - 29 Oct 2018
No
AG9322
UBS AG
Type 4: advising on securities
26 Oct 2018 - 29 Oct 2018
No
AG9322
UBS AG
Type 6: advising on corporate finance
26 Oct 2018 - 29 Oct 2018
No
AG9322
UBS AG
Type 1: dealing in securities
16 Mar 2018 - 22 Mar 2018
No
AG9322
UBS AG
Type 4: advising on securities
16 Mar 2018 - 22 Mar 2018
No
AG9322
UBS AG
Type 6: advising on corporate finance
16 Mar 2018 - 22 Mar 2018
No
AG9322
UBS AG
Type 1: dealing in securities
01 Nov 2016 - 03 Nov 2016
No
AG9322
UBS AG
Type 4: advising on securities
01 Nov 2016 - 03 Nov 2016
No
AG9322
UBS AG
Type 6: advising on corporate finance
01 Nov 2016 - 03 Nov 2016
No
AG9322
UBS AG
Type 1: dealing in securities
13 Apr 2016 - 15 Apr 2016
No
AG9322
UBS AG
Type 4: advising on securities
13 Apr 2016 - 15 Apr 2016
No
AG9322
UBS AG
Type 6: advising on corporate finance
13 Apr 2016 - 15 Apr 2016
No
AG9322
UBS AG
Type 1: dealing in securities
12 Oct 2015 - 15 Oct 2015
No
AG9322
UBS AG
Type 4: advising on securities
12 Oct 2015 - 15 Oct 2015
No
AG9322
UBS AG
Type 6: advising on corporate finance
12 Oct 2015 - 15 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.