Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, HUNG HO
Chinese Name of Relevant Individual
廖雄豪
HKMA Registration Number
AG9344
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2015 - 27 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2015 - 27 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Oct 2015 - 27 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
13 Oct 2015 - 27 Aug 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, HUNG HO
:
Chinese Name of Relevant Individual
廖雄豪
:
HKMA Registration Number
AG9344
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9344
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Oct 2015 - 27 Aug 2018
No
AG9344
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Oct 2015 - 27 Aug 2018
No
AG9344
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Oct 2015 - 27 Aug 2018
No
AG9344
HANG SENG BANK, LIMITED
Type 9: asset management
13 Oct 2015 - 27 Aug 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.