Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, TAEIN
Chinese Name of Relevant Individual
HKMA Registration Number
AG9347
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2018 - 07 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2017 - 24 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2017 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2017 - 19 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2017 - 11 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2017 - 07 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2016 - 11 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2016 - 01 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2016 - 16 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2015 - 16 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, TAEIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9347
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9347
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
05 Feb 2018 - 07 Feb 2018
No
AG9347
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Nov 2017 - 24 Nov 2017
No
AG9347
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Sep 2017 - 26 Sep 2017
No
AG9347
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
17 May 2017 - 19 May 2017
No
AG9347
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Apr 2017 - 11 Apr 2017
No
AG9347
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Feb 2017 - 07 Feb 2017
No
AG9347
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Nov 2016 - 11 Nov 2016
No
AG9347
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 Mar 2016 - 01 Apr 2016
No
AG9347
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Feb 2016 - 16 Feb 2016
No
AG9347
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Oct 2015 - 16 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
