Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AGNEW, NATHAN DANIEL
Chinese Name of Relevant Individual
HKMA Registration Number
AG9369
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
01 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
SFC CE number
AAK796
Business Address
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 01 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2016 - 01 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2016 - 01 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 May 2016 - 01 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2015 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2015 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Oct 2015 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AGNEW, NATHAN DANIEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9369
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
01 Jun 2022
No
CORPORATE BANKING
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
01 Jun 2022
No
CORPORATE BANKING
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
01 Jun 2022
No
CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
BANK OF AMERICA, NATIONAL ASSOCIATION
AAK796
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9369
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
Since 01 Jun 2022
No
AG9369
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
Since 01 Jun 2022
No
AG9369
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
Since 01 Jun 2022
No
AG9369
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
17 May 2016 - 01 Dec 2019
No
AG9369
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
17 May 2016 - 01 Dec 2019
No
AG9369
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
17 May 2016 - 01 Dec 2019
No
AG9369
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
14 Oct 2015 - 14 Apr 2016
No
AG9369
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
14 Oct 2015 - 14 Apr 2016
No
AG9369
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
14 Oct 2015 - 14 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.