Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, RUOFAN
Chinese Name of Relevant Individual

李若凡
HKMA Registration Number
AG9375
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Oct 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES & ADVISORY, CROSS ASSET-PRIVATE/CONSUMER BANK, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Oct 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES & ADVISORY, CROSS ASSET-PRIVATE/CONSUMER BANK, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, RUOFAN
:
Chinese Name of Relevant Individual
李若凡
:
HKMA Registration Number
AG9375
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Oct 2021
No
SPECIALIST, SALES & ADVISORY, CROSS ASSET-PRIVATE/CONSUMER BANK, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Oct 2021
No
SPECIALIST, SALES & ADVISORY, CROSS ASSET-PRIVATE/CONSUMER BANK, GLOBAL FINANCIAL MARKETS