Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEK, KOK KAN
Chinese Name of Relevant Individual
石恪勤
HKMA Registration Number
AG9390
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISORY
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISORY
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2019 - 07 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2019 - 07 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2018 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2018 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Jul 2018 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2015 - 28 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2015 - 28 Feb 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEK, KOK KAN
:
Chinese Name of Relevant Individual
石恪勤
:
HKMA Registration Number
AG9390
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
15 Nov 2025
No
INVESTMENT ADVISORY
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
15 Nov 2025
No
INVESTMENT ADVISORY
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9390
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 15 Nov 2025
No
AG9390
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 15 Nov 2025
No
AG9390
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 May 2019 - 07 Sep 2025
No
AG9390
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 May 2019 - 07 Sep 2025
No
AG9390
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Jul 2018 - 30 Apr 2019
No
AG9390
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Jul 2018 - 30 Apr 2019
No
AG9390
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Jul 2018 - 30 Apr 2019
No
AG9390
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
16 Oct 2015 - 28 Feb 2018
No
AG9390
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
16 Oct 2015 - 28 Feb 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.