Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, LIANG
Chinese Name of Relevant Individual
陳靚
HKMA Registration Number
AG9396
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR PRIVATE BANKING MANAGER
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR PRIVATE BANKING MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
INDUSTRIAL BANK CO., LTD.
SFC CE number
ALZ901
Business Address
10-12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2021 - 04 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2021 - 04 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2017 - 30 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2017 - 30 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2015 - 13 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2015 - 13 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Oct 2015 - 13 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, LIANG
:
Chinese Name of Relevant Individual
陳靚
:
HKMA Registration Number
AG9396
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
16 Oct 2024
No
SENIOR PRIVATE BANKING MANAGER
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
16 Oct 2024
No
SENIOR PRIVATE BANKING MANAGER
Name of Registered Institution
SFC CE number
Business Address
INDUSTRIAL BANK CO., LTD.
ALZ901
10-12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9396
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
Since 16 Oct 2024
No
AG9396
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
Since 16 Oct 2024
No
AG9396
BNP PARIBAS
Type 1: dealing in securities
25 Oct 2021 - 04 Jan 2024
No
AG9396
BNP PARIBAS
Type 4: advising on securities
25 Oct 2021 - 04 Jan 2024
No
AG9396
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Jan 2017 - 30 Nov 2017
No
AG9396
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
18 Jan 2017 - 30 Nov 2017
No
AG9396
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Oct 2015 - 13 Dec 2016
No
AG9396
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Oct 2015 - 13 Dec 2016
No
AG9396
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Oct 2015 - 13 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.