Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIEGEL, ERIC ANDREW
Chinese Name of Relevant Individual
HKMA Registration Number
AG9397
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2017 - 13 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2017 - 13 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2017 - 13 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2017 - 13 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2016 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2016 - 15 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2015 - 20 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2015 - 20 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIEGEL, ERIC ANDREW
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9397
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9397
CITIBANK, N.A.
Type 1: dealing in securities
07 Oct 2017 - 13 Oct 2017
No
AG9397
CITIBANK, N.A.
Type 4: advising on securities
07 Oct 2017 - 13 Oct 2017
No
AG9397
CITIBANK, N.A.
Type 1: dealing in securities
09 Jun 2017 - 13 Jun 2017
No
AG9397
CITIBANK, N.A.
Type 4: advising on securities
09 Jun 2017 - 13 Jun 2017
No
AG9397
CITIBANK, N.A.
Type 1: dealing in securities
12 Apr 2016 - 15 Apr 2016
No
AG9397
CITIBANK, N.A.
Type 4: advising on securities
12 Apr 2016 - 15 Apr 2016
No
AG9397
CITIBANK, N.A.
Type 1: dealing in securities
16 Oct 2015 - 20 Oct 2015
No
AG9397
CITIBANK, N.A.
Type 4: advising on securities
16 Oct 2015 - 20 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.