Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, YU PAN
Chinese Name of Relevant Individual

劉宇奔
HKMA Registration Number
AG9401
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
COMM/CORP BANKING OPERATIONS OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
COMM/CORP BANKING OPERATIONS OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Oct 2015
Is an Executive Officer? (Yes / No)
No
Capacity
COMM/CORP BANKING OPERATIONS OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Oct 2015
Is an Executive Officer? (Yes / No)
No
Capacity
COMM/CORP BANKING OPERATIONS OFFICER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, YU PAN
:
Chinese Name of Relevant Individual
劉宇奔
:
HKMA Registration Number
AG9401
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
12 Aug 2020
No
COMM/CORP BANKING OPERATIONS OFFICER
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
12 Aug 2020
No
COMM/CORP BANKING OPERATIONS OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
16 Oct 2015
No
COMM/CORP BANKING OPERATIONS OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
16 Oct 2015
No
COMM/CORP BANKING OPERATIONS OFFICER