Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, SEASON GREGORY
Chinese Name of Relevant Individual
吳世淳
HKMA Registration Number
AG9471
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2021 - 07 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
07 Jan 2021 - 07 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2015 - 18 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2015 - 18 Nov 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, SEASON GREGORY
:
Chinese Name of Relevant Individual
吳世淳
:
HKMA Registration Number
AG9471
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9471
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Jan 2021 - 07 Feb 2022
No
AG9471
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
07 Jan 2021 - 07 Feb 2022
No
AG9471
UBS AG
Type 1: dealing in securities
24 Oct 2015 - 18 Nov 2020
No
AG9471
UBS AG
Type 4: advising on securities
24 Oct 2015 - 18 Nov 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.