Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FONG, WAI MAN
Chinese Name of Relevant Individual
方慧文
HKMA Registration Number
AG9481
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2025 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2025 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2020 - 24 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2020 - 24 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2019 - 13 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2019 - 13 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2018 - 06 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2018 - 06 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2015 - 13 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2015 - 13 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Oct 2015 - 13 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FONG, WAI MAN
:
Chinese Name of Relevant Individual
方慧文
:
HKMA Registration Number
AG9481
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2026
No
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2026
No
TREASURES PRIVATE CLIENT ASSISTANT RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9481
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 25 Mar 2026
No
AG9481
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 25 Mar 2026
No
AG9481
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
05 Jul 2025 - 27 Feb 2026
No
AG9481
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
05 Jul 2025 - 27 Feb 2026
No
AG9481
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
08 Dec 2020 - 24 Jun 2025
No
AG9481
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
08 Dec 2020 - 24 Jun 2025
No
AG9481
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
21 Mar 2019 - 13 Oct 2020
No
AG9481
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
21 Mar 2019 - 13 Oct 2020
No
AG9481
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Jun 2018 - 06 Feb 2019
No
AG9481
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Jun 2018 - 06 Feb 2019
No
AG9481
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Oct 2015 - 13 May 2018
No
AG9481
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Oct 2015 - 13 May 2018
No
AG9481
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Oct 2015 - 13 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.