Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, HUNG NGAI
Chinese Name of Relevant Individual
李鴻藝
HKMA Registration Number
AG9498
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, WM
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, WM
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2021 - 07 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2021 - 07 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2017 - 08 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2017 - 08 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2016 - 31 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2015 - 23 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2015 - 23 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Oct 2015 - 23 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, HUNG NGAI
:
Chinese Name of Relevant Individual
李鴻藝
:
HKMA Registration Number
AG9498
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jan 2025
No
SALES, WM
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jan 2025
No
SALES, WM
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9498
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 11 Jan 2025
No
AG9498
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 11 Jan 2025
No
AG9498
DAH SING BANK, LIMITED
Type 1: dealing in securities
19 Aug 2021 - 07 Dec 2024
No
AG9498
DAH SING BANK, LIMITED
Type 4: advising on securities
19 Aug 2021 - 07 Dec 2024
No
AG9498
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jun 2017 - 08 May 2018
No
AG9498
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jun 2017 - 08 May 2018
No
AG9498
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Aug 2016 - 31 May 2017
No
AG9498
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Oct 2015 - 23 Jul 2016
No
AG9498
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Oct 2015 - 23 Jul 2016
No
AG9498
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Oct 2015 - 23 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.