Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAHA, AHMED MOHAMED YASSIN
Chinese Name of Relevant Individual
HKMA Registration Number
AG9530
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2019 - 11 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2019 - 11 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Oct 2019 - 11 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2019 - 23 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2019 - 23 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Sep 2019 - 23 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2019 - 19 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2019 - 19 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Jul 2019 - 19 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2019 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2019 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Jun 2019 - 12 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2019 - 28 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2019 - 28 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Apr 2019 - 28 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 54
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAHA, AHMED MOHAMED YASSIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9530
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Oct 2019 - 11 Nov 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Oct 2019 - 11 Nov 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
30 Oct 2019 - 11 Nov 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Sep 2019 - 23 Sep 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Sep 2019 - 23 Sep 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
12 Sep 2019 - 23 Sep 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jul 2019 - 19 Jul 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jul 2019 - 19 Jul 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
17 Jul 2019 - 19 Jul 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jun 2019 - 12 Jul 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jun 2019 - 12 Jul 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
20 Jun 2019 - 12 Jul 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Apr 2019 - 28 Apr 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Apr 2019 - 28 Apr 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
24 Apr 2019 - 28 Apr 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Mar 2019 - 29 Mar 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Mar 2019 - 29 Mar 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Mar 2019 - 29 Mar 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Feb 2019 - 15 Mar 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Feb 2019 - 15 Mar 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
20 Feb 2019 - 15 Mar 2019
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Nov 2018 - 30 Nov 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Nov 2018 - 30 Nov 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Nov 2018 - 30 Nov 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Oct 2018 - 14 Nov 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Oct 2018 - 14 Nov 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 Oct 2018 - 14 Nov 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Sep 2018 - 05 Oct 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Sep 2018 - 05 Oct 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
27 Sep 2018 - 05 Oct 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Sep 2018 - 21 Sep 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Sep 2018 - 21 Sep 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Sep 2018 - 21 Sep 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Sep 2018 - 13 Sep 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Sep 2018 - 13 Sep 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
11 Sep 2018 - 13 Sep 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Sep 2018 - 06 Sep 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Sep 2018 - 06 Sep 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
04 Sep 2018 - 06 Sep 2018
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Nov 2017 - 06 Dec 2017
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Nov 2017 - 06 Dec 2017
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Nov 2017 - 06 Dec 2017
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 May 2017 - 19 May 2017
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 May 2017 - 19 May 2017
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 May 2017 - 19 May 2017
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Feb 2017 - 04 Mar 2017
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Feb 2017 - 04 Mar 2017
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Feb 2017 - 04 Mar 2017
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 May 2016 - 25 May 2016
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 May 2016 - 25 May 2016
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 May 2016 - 25 May 2016
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2015
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2015
No
AG9530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.