Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, SHERRY LYNN CHONG
Chinese Name of Relevant Individual
楊詩敏
HKMA Registration Number
AG9555
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2017 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2017 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2015 - 03 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2015 - 03 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, SHERRY LYNN CHONG
:
Chinese Name of Relevant Individual
楊詩敏
:
HKMA Registration Number
AG9555
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9555
CREDIT SUISSE AG
Type 1: dealing in securities
22 Aug 2017 - 30 Apr 2021
No
AG9555
CREDIT SUISSE AG
Type 4: advising on securities
22 Aug 2017 - 30 Apr 2021
No
AG9555
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
29 Oct 2015 - 03 Aug 2017
No
AG9555
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
29 Oct 2015 - 03 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.