Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, YUK HEI RICHARDSON
Chinese Name of Relevant Individual
鄭鈺熹
HKMA Registration Number
AG9559
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2016 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2016 - 29 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2015 - 06 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2015 - 06 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, YUK HEI RICHARDSON
:
Chinese Name of Relevant Individual
鄭鈺熹
:
HKMA Registration Number
AG9559
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9559
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
22 Sep 2016 - 29 Sep 2017
No
AG9559
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
22 Sep 2016 - 29 Sep 2017
No
AG9559
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
30 Oct 2015 - 06 Jul 2016
No
AG9559
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
30 Oct 2015 - 06 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
