Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MANN, DUNCAN RODNEY JAMES
Chinese Name of Relevant Individual
HKMA Registration Number
AG9566
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2018 - 19 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Apr 2018 - 19 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2018 - 29 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Mar 2018 - 29 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2018 - 14 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Mar 2018 - 14 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2016 - 27 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 May 2016 - 27 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2016 - 22 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Mar 2016 - 22 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2015 - 05 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Oct 2015 - 05 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MANN, DUNCAN RODNEY JAMES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9566
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Apr 2018 - 19 Nov 2018
No
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
13 Apr 2018 - 19 Nov 2018
No
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Mar 2018 - 29 Mar 2018
No
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
23 Mar 2018 - 29 Mar 2018
No
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Mar 2018 - 14 Mar 2018
No
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
09 Mar 2018 - 14 Mar 2018
No
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 May 2016 - 27 May 2016
No
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
20 May 2016 - 27 May 2016
No
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Mar 2016 - 22 Mar 2016
No
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
17 Mar 2016 - 22 Mar 2016
No
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Oct 2015 - 05 Nov 2015
No
AG9566
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
30 Oct 2015 - 05 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.