Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
HU, YIFAN
Chinese Name of Relevant Individual

胡一帆
HKMA Registration Number
AG9601
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Nov 2015
Is an Executive Officer? (Yes / No)
No
Capacity
STRATEGIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Nov 2015
Is an Executive Officer? (Yes / No)
No
Capacity
STRATEGIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HU, YIFAN
:
Chinese Name of Relevant Individual
胡一帆
:
HKMA Registration Number
AG9601
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
03 Nov 2015
No
STRATEGIST
UBS AG
Type 4: advising on securities
03 Nov 2015
No
STRATEGIST