Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, MENGLU
Chinese Name of Relevant Individual
吳梦露
HKMA Registration Number
AG9609
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2019 - 16 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2017 - 16 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2015 - 17 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2015 - 17 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Nov 2015 - 17 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, MENGLU
:
Chinese Name of Relevant Individual
吳梦露
:
HKMA Registration Number
AG9609
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9609
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
02 Aug 2019 - 16 Oct 2021
No
AG9609
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Jun 2017 - 16 Oct 2021
No
AG9609
DBS BANK LTD.
Type 1: dealing in securities
03 Nov 2015 - 17 May 2017
No
AG9609
DBS BANK LTD.
Type 4: advising on securities
03 Nov 2015 - 17 May 2017
No
AG9609
DBS BANK LTD.
Type 6: advising on corporate finance
03 Nov 2015 - 17 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
