Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, YAN PHENG
Chinese Name of Relevant Individual
陳燕萍
HKMA Registration Number
AG9615
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2015 - 30 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2015 - 30 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Nov 2015 - 30 Apr 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, YAN PHENG
:
Chinese Name of Relevant Individual
陳燕萍
:
HKMA Registration Number
AG9615
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9615
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
03 Nov 2015 - 30 Apr 2022
No
AG9615
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
03 Nov 2015 - 30 Apr 2022
No
AG9615
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
03 Nov 2015 - 30 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.