Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BEAL, MARK JEFFREY
Chinese Name of Relevant Individual
HKMA Registration Number
AG9616
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2016 - 04 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2016 - 04 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 May 2016 - 04 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2016 - 29 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2016 - 29 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Feb 2016 - 29 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2015 - 01 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2015 - 01 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Nov 2015 - 01 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BEAL, MARK JEFFREY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9616
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9616
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
05 May 2016 - 04 Jun 2018
No
AG9616
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
05 May 2016 - 04 Jun 2018
No
AG9616
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
05 May 2016 - 04 Jun 2018
No
AG9616
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
12 Feb 2016 - 29 Apr 2016
No
AG9616
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
12 Feb 2016 - 29 Apr 2016
No
AG9616
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
12 Feb 2016 - 29 Apr 2016
No
AG9616
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
03 Nov 2015 - 01 Feb 2016
No
AG9616
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
03 Nov 2015 - 01 Feb 2016
No
AG9616
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
03 Nov 2015 - 01 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.