Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEE, BARBARA YUEN-YEE
Chinese Name of Relevant Individual
余婉儀
HKMA Registration Number
AG9643
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2023 - 07 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
15 Feb 2023 - 07 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2015 - 08 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
05 Nov 2015 - 08 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEE, BARBARA YUEN-YEE
:
Chinese Name of Relevant Individual
余婉儀
:
HKMA Registration Number
AG9643
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9643
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
15 Feb 2023 - 07 Mar 2023
No
AG9643
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
15 Feb 2023 - 07 Mar 2023
No
AG9643
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Nov 2015 - 08 Mar 2016
No
AG9643
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
05 Nov 2015 - 08 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.