Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DALAL, HARDIK VIJAY
Chinese Name of Relevant Individual
HKMA Registration Number
AG9657
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2020 - 09 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jan 2020 - 09 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2019 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Nov 2019 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2019 - 27 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Sep 2019 - 27 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2019 - 13 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 28
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DALAL, HARDIK VIJAY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9657
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Feb 2025
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
19 Feb 2025
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Apr 2024
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
29 Apr 2024
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Dec 2023
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
12 Dec 2023
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Jan 2020 - 09 Jan 2020
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
08 Jan 2020 - 09 Jan 2020
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Dec 2019
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 Dec 2019
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Nov 2019 - 29 Nov 2019
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
28 Nov 2019 - 29 Nov 2019
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Sep 2019 - 27 Sep 2019
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
24 Sep 2019 - 27 Sep 2019
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Sep 2019 - 13 Sep 2019
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
11 Sep 2019 - 13 Sep 2019
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Jul 2019
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
17 Jul 2019
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Jun 2019 - 26 Jun 2019
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
24 Jun 2019 - 26 Jun 2019
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
15 May 2019 - 17 May 2019
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
15 May 2019 - 17 May 2019
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Aug 2016 - 23 Aug 2016
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 Aug 2016 - 23 Aug 2016
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Mar 2016
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
14 Mar 2016
No
AG9657
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Nov 2015 - 06 Nov 2015
No
AG9657
BARCLAYS BANK PLC
Type 6: advising on corporate finance
05 Nov 2015 - 06 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.