Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XIONG, SHIWEI
Chinese Name of Relevant Individual
熊世偉
HKMA Registration Number
AG9663
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jul 2020
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER (FD)
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jul 2020
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER (FD)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2016 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2016 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2015 - 07 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XIONG, SHIWEI
:
Chinese Name of Relevant Individual
熊世偉
:
HKMA Registration Number
AG9663
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
20 Jul 2020
No
MANAGER (FD)
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
20 Jul 2020
No
MANAGER (FD)
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9663
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 20 Jul 2020
No
AG9663
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 20 Jul 2020
No
AG9663
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
14 Oct 2016 - 14 Jan 2018
No
AG9663
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
14 Oct 2016 - 14 Jan 2018
No
AG9663
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
06 Nov 2015 - 07 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.