Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, MINGYANG
Chinese Name of Relevant Individual
胥明阳
HKMA Registration Number
AG9676
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2018 - 15 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2018 - 15 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jan 2018 - 01 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jan 2018 - 01 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2015 - 11 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2015 - 11 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, MINGYANG
:
Chinese Name of Relevant Individual
胥明阳
:
HKMA Registration Number
AG9676
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9676
UBS AG
Type 1: dealing in securities
08 Mar 2018 - 15 Mar 2018
No
AG9676
UBS AG
Type 4: advising on securities
08 Mar 2018 - 15 Mar 2018
No
AG9676
UBS AG
Type 1: dealing in securities
26 Jan 2018 - 01 Feb 2018
No
AG9676
UBS AG
Type 4: advising on securities
26 Jan 2018 - 01 Feb 2018
No
AG9676
UBS AG
Type 1: dealing in securities
09 Nov 2015 - 11 Nov 2015
No
AG9676
UBS AG
Type 4: advising on securities
09 Nov 2015 - 11 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.