Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, CHUNG HEI
Chinese Name of Relevant Individual
鄧仲熙
HKMA Registration Number
AG9691
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Apr 2020
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, CONSUMER FINANCIAL SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2019 - 11 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2019 - 11 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2019 - 19 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2019 - 19 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2017 - 10 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2017 - 10 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2016 - 26 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2016 - 26 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2015 - 29 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2015 - 29 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, CHUNG HEI
:
Chinese Name of Relevant Individual
鄧仲熙
:
HKMA Registration Number
AG9691
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2020
No
CUSTOMER SERVICES, CONSUMER FINANCIAL SERVICES
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9691
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 02 Apr 2020
No
AG9691
CHONG HING BANK LIMITED
Type 1: dealing in securities
05 Nov 2019 - 11 Feb 2020
No
AG9691
CHONG HING BANK LIMITED
Type 4: advising on securities
05 Nov 2019 - 11 Feb 2020
No
AG9691
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
24 Aug 2019 - 19 Sep 2019
No
AG9691
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
24 Aug 2019 - 19 Sep 2019
No
AG9691
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
17 Nov 2017 - 10 Jul 2019
No
AG9691
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
17 Nov 2017 - 10 Jul 2019
No
AG9691
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
18 Aug 2016 - 26 Oct 2017
No
AG9691
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
18 Aug 2016 - 26 Oct 2017
No
AG9691
CHONG HING BANK LIMITED
Type 1: dealing in securities
10 Nov 2015 - 29 May 2016
No
AG9691
CHONG HING BANK LIMITED
Type 4: advising on securities
10 Nov 2015 - 29 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.