Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, HUNG TANG
Chinese Name of Relevant Individual
林雄騰
HKMA Registration Number
AG9717
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SECURITIES SERVICES
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SECURITIES SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2022 - 12 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2022 - 12 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2018 - 19 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2018 - 19 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2017 - 12 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2017 - 12 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2015 - 05 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2015 - 05 Feb 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, HUNG TANG
:
Chinese Name of Relevant Individual
林雄騰
:
HKMA Registration Number
AG9717
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
24 Sep 2022
No
SECURITIES SERVICES
DAH SING BANK, LIMITED
Type 4: advising on securities
24 Sep 2022
No
SECURITIES SERVICES
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9717
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 24 Sep 2022
No
AG9717
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 24 Sep 2022
No
AG9717
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jul 2022 - 12 Sep 2022
No
AG9717
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jul 2022 - 12 Sep 2022
No
AG9717
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
20 Sep 2018 - 19 Jun 2022
No
AG9717
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
20 Sep 2018 - 19 Jun 2022
No
AG9717
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Feb 2017 - 12 Aug 2018
No
AG9717
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Feb 2017 - 12 Aug 2018
No
AG9717
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
12 Nov 2015 - 05 Feb 2017
No
AG9717
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
12 Nov 2015 - 05 Feb 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
