Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SUI WING
Chinese Name of Relevant Individual
王瑞荣
HKMA Registration Number
AG9731
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2026 - 16 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2026 - 16 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2025 - 25 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2025 - 25 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2015 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2015 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SUI WING
:
Chinese Name of Relevant Individual
王瑞荣
:
HKMA Registration Number
AG9731
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9731
DAH SING BANK, LIMITED
Type 1: dealing in securities
10 Apr 2026 - 16 Jun 2026
No
AG9731
DAH SING BANK, LIMITED
Type 4: advising on securities
10 Apr 2026 - 16 Jun 2026
No
AG9731
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Jun 2025 - 25 Jan 2026
No
AG9731
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Jun 2025 - 25 Jan 2026
No
AG9731
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Nov 2015 - 05 May 2025
No
AG9731
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Nov 2015 - 05 May 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.