Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
WONG, KIN MAN
Chinese Name of Relevant Individual

黃健文
HKMA Registration Number
AG9733
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jun 2020
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER ASSISTANT
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jun 2020
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER ASSISTANT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WONG, KIN MAN
:
Chinese Name of Relevant Individual
黃健文
:
HKMA Registration Number
AG9733
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
13 Jun 2020
No
RELATIONSHIP MANAGER ASSISTANT
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
13 Jun 2020
No
RELATIONSHIP MANAGER ASSISTANT