Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, BYUNG WOON
Chinese Name of Relevant Individual
HKMA Registration Number
AG9756
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Mar 2017
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Mar 2017
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
23 Mar 2017
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UBS AG
SFC CE number
AEP554
Business Address
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 23 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Dec 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2016 - 14 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2016 - 14 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Nov 2016 - 14 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2016 - 30 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2016 - 30 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Aug 2016 - 30 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2016 - 08 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2016 - 08 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Jul 2016 - 08 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, BYUNG WOON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9756
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
23 Mar 2017
No
INVESTMENT BANKER
UBS AG
Type 4: advising on securities
23 Mar 2017
No
INVESTMENT BANKER
UBS AG
Type 6: advising on corporate finance
23 Mar 2017
No
INVESTMENT BANKER
Name of Registered Institution
SFC CE number
Business Address
UBS AG
AEP554
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9756
UBS AG
Type 1: dealing in securities
Since 23 Mar 2017
No
AG9756
UBS AG
Type 4: advising on securities
Since 23 Mar 2017
No
AG9756
UBS AG
Type 6: advising on corporate finance
Since 23 Mar 2017
No
AG9756
UBS AG
Type 1: dealing in securities
02 Dec 2016 - 09 Dec 2016
No
AG9756
UBS AG
Type 4: advising on securities
02 Dec 2016 - 09 Dec 2016
No
AG9756
UBS AG
Type 6: advising on corporate finance
02 Dec 2016 - 09 Dec 2016
No
AG9756
UBS AG
Type 1: dealing in securities
11 Nov 2016 - 14 Nov 2016
No
AG9756
UBS AG
Type 4: advising on securities
11 Nov 2016 - 14 Nov 2016
No
AG9756
UBS AG
Type 6: advising on corporate finance
11 Nov 2016 - 14 Nov 2016
No
AG9756
UBS AG
Type 1: dealing in securities
26 Aug 2016 - 30 Aug 2016
No
AG9756
UBS AG
Type 4: advising on securities
26 Aug 2016 - 30 Aug 2016
No
AG9756
UBS AG
Type 6: advising on corporate finance
26 Aug 2016 - 30 Aug 2016
No
AG9756
UBS AG
Type 1: dealing in securities
06 Jul 2016 - 08 Jul 2016
No
AG9756
UBS AG
Type 4: advising on securities
06 Jul 2016 - 08 Jul 2016
No
AG9756
UBS AG
Type 6: advising on corporate finance
06 Jul 2016 - 08 Jul 2016
No
AG9756
UBS AG
Type 1: dealing in securities
04 Apr 2016 - 07 Apr 2016
No
AG9756
UBS AG
Type 4: advising on securities
04 Apr 2016 - 07 Apr 2016
No
AG9756
UBS AG
Type 6: advising on corporate finance
04 Apr 2016 - 07 Apr 2016
No
AG9756
UBS AG
Type 1: dealing in securities
16 Nov 2015 - 17 Nov 2015
No
AG9756
UBS AG
Type 4: advising on securities
16 Nov 2015 - 17 Nov 2015
No
AG9756
UBS AG
Type 6: advising on corporate finance
16 Nov 2015 - 17 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.