Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JOSHI, NITEESH
Chinese Name of Relevant Individual
HKMA Registration Number
AG9767
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2018 - 19 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2018 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2017 - 23 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2017 - 28 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2017 - 12 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2017 - 24 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2016 - 15 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2015 - 13 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2015 - 18 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JOSHI, NITEESH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9767
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9767
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Mar 2018 - 19 Jul 2018
No
AG9767
BARCLAYS BANK PLC
Type 1: dealing in securities
23 Jan 2018 - 28 Jan 2018
No
AG9767
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Sep 2017 - 23 Sep 2017
No
AG9767
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Jun 2017 - 28 Jun 2017
No
AG9767
BARCLAYS BANK PLC
Type 1: dealing in securities
10 May 2017 - 12 May 2017
No
AG9767
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Feb 2017 - 24 Feb 2017
No
AG9767
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Dec 2016 - 15 Dec 2016
No
AG9767
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Dec 2015 - 13 Dec 2015
No
AG9767
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Nov 2015 - 18 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.