Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, JOSEPH HAN WAI
Chinese Name of Relevant Individual

劉恒瑋
HKMA Registration Number
AG9786
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Nov 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR, EQUITIES
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Nov 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR, EQUITIES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, JOSEPH HAN WAI
:
Chinese Name of Relevant Individual
劉恒瑋
:
HKMA Registration Number
AG9786
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
18 Nov 2015
Yes
EXECUTIVE DIRECTOR, EQUITIES
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
18 Nov 2015
Yes
EXECUTIVE DIRECTOR, EQUITIES