Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, AIK JOCELYN
Chinese Name of Relevant Individual
HKMA Registration Number
AG9788
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2019 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2019 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2018 - 15 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2018 - 15 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2018 - 06 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2018 - 06 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2017 - 05 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2017 - 05 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2016 - 07 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2015 - 20 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, AIK JOCELYN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9788
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9788
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Mar 2019 - 29 Mar 2019
No
AG9788
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Mar 2019 - 29 Mar 2019
No
AG9788
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Aug 2018 - 15 Aug 2018
No
AG9788
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Aug 2018 - 15 Aug 2018
No
AG9788
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Mar 2018 - 06 Mar 2018
No
AG9788
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Mar 2018 - 06 Mar 2018
No
AG9788
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Jul 2017 - 05 Jul 2017
No
AG9788
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Jul 2017 - 05 Jul 2017
No
AG9788
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Sep 2016 - 07 Sep 2016
No
AG9788
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Nov 2015 - 20 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.