Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHOU, YUE
Chinese Name of Relevant Individual
周玥
HKMA Registration Number
AG9803
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2024 - 24 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2024 - 24 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Jan 2024 - 24 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2022 - 17 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2022 - 17 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2015 - 15 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2015 - 15 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Nov 2015 - 15 Mar 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHOU, YUE
:
Chinese Name of Relevant Individual
周玥
:
HKMA Registration Number
AG9803
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9803
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Jan 2024 - 24 May 2025
No
AG9803
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Jan 2024 - 24 May 2025
No
AG9803
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Jan 2024 - 24 May 2025
No
AG9803
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 May 2022 - 17 Dec 2023
No
AG9803
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 May 2022 - 17 Dec 2023
No
AG9803
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Nov 2015 - 15 Mar 2022
No
AG9803
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Nov 2015 - 15 Mar 2022
No
AG9803
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Nov 2015 - 15 Mar 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.