Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MING, MING
Chinese Name of Relevant Individual
名銘
HKMA Registration Number
AG9833
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2020 - 25 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2020 - 25 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2015 - 15 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2015 - 15 Feb 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MING, MING
:
Chinese Name of Relevant Individual
名銘
:
HKMA Registration Number
AG9833
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9833
ROYAL BANK OF CANADA
Type 1: dealing in securities
03 Mar 2020 - 25 Nov 2022
No
AG9833
ROYAL BANK OF CANADA
Type 4: advising on securities
03 Mar 2020 - 25 Nov 2022
No
AG9833
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Nov 2015 - 15 Feb 2020
No
AG9833
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Nov 2015 - 15 Feb 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.