Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, BRIAN MAN HIN
Chinese Name of Relevant Individual
廖文軒
HKMA Registration Number
AG9836
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2018 - 25 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2018 - 25 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Nov 2018 - 25 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Jun 2017 - 05 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2015 - 05 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2015 - 05 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Nov 2015 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, BRIAN MAN HIN
:
Chinese Name of Relevant Individual
廖文軒
:
HKMA Registration Number
AG9836
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9836
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Nov 2018 - 25 Aug 2019
No
AG9836
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Nov 2018 - 25 Aug 2019
No
AG9836
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Nov 2018 - 25 Aug 2019
No
AG9836
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Jun 2017 - 05 Nov 2017
No
AG9836
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Nov 2015 - 05 Nov 2017
No
AG9836
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Nov 2015 - 05 Nov 2017
No
AG9836
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Nov 2015 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.