Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
XIN, YE
Chinese Name of Relevant Individual

辛曄
HKMA Registration Number
AG9856
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Jul 2016
Is an Executive Officer? (Yes / No)
No
Capacity
SALES & TRADING, TREASURY & MARKETS
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SALES & TRADING, TREASURY & MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
XIN, YE
:
Chinese Name of Relevant Individual
辛曄
:
HKMA Registration Number
AG9856
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Jul 2016
No
SALES & TRADING, TREASURY & MARKETS
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
02 Aug 2019
No
SALES & TRADING, TREASURY & MARKETS