Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUI, TSZ FAI
Chinese Name of Relevant Individual
呂梓暉
HKMA Registration Number
AG9873
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2016 - 19 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2016 - 19 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2015 - 25 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2015 - 25 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUI, TSZ FAI
:
Chinese Name of Relevant Individual
呂梓暉
:
HKMA Registration Number
AG9873
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9873
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Dec 2016 - 19 Apr 2020
No
AG9873
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Dec 2016 - 19 Apr 2020
No
AG9873
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Nov 2015 - 25 Sep 2016
No
AG9873
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Nov 2015 - 25 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.