Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, PUI HANG
Chinese Name of Relevant Individual
黎沛衡
HKMA Registration Number
AG9883
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISOR, WEALTH MANAGEMENT
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Apr 2024
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISOR, WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2022 - 01 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2022 - 01 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Jan 2022 - 01 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 23 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 23 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2019 - 23 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2019 - 23 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2017 - 25 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2017 - 25 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2015 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2015 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, PUI HANG
:
Chinese Name of Relevant Individual
黎沛衡
:
HKMA Registration Number
AG9883
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Apr 2024
No
INVESTMENT ADVISOR, WEALTH MANAGEMENT
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Apr 2024
No
INVESTMENT ADVISOR, WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9883
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 10 Apr 2024
No
AG9883
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 10 Apr 2024
No
AG9883
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jan 2022 - 01 Apr 2024
No
AG9883
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Jan 2022 - 01 Apr 2024
No
AG9883
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Jan 2022 - 01 Apr 2024
No
AG9883
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 23 Dec 2021
No
AG9883
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 23 Dec 2021
No
AG9883
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jan 2019 - 23 Dec 2021
No
AG9883
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Jan 2019 - 23 Dec 2021
No
AG9883
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
11 Nov 2017 - 25 Jun 2018
No
AG9883
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
11 Nov 2017 - 25 Jun 2018
No
AG9883
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Nov 2015 - 20 Aug 2017
No
AG9883
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Nov 2015 - 20 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.