Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, KIN CHEUNG
Chinese Name of Relevant Individual
余建璋
HKMA Registration Number
AG9889
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
17 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
17 Aug 2023
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
First date of engagement
28 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 17 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 17 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
Since 28 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Dec 2021 - 30 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Dec 2021 - 30 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2020 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2019 - 11 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2019 - 11 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2017 - 26 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2015 - 09 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2015 - 09 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, KIN CHEUNG
:
Chinese Name of Relevant Individual
余建璋
:
HKMA Registration Number
AG9889
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
28 Jan 2023
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 2: dealing in futures contracts
17 Aug 2023
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 4: advising on securities
28 Jan 2023
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 5: advising on futures contracts
17 Aug 2023
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 9: asset management
28 Mar 2023
No
STAFF OF PORTFOLIO MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9889
LGT BANK AG
Type 2: dealing in futures contracts
Since 17 Aug 2023
No
AG9889
LGT BANK AG
Type 5: advising on futures contracts
Since 17 Aug 2023
No
AG9889
LGT BANK AG
Type 9: asset management
Since 28 Mar 2023
No
AG9889
LGT BANK AG
Type 1: dealing in securities
Since 28 Jan 2023
No
AG9889
LGT BANK AG
Type 4: advising on securities
Since 28 Jan 2023
No
AG9889
CREDIT SUISSE AG
Type 1: dealing in securities
29 Dec 2021 - 30 Dec 2022
No
AG9889
CREDIT SUISSE AG
Type 4: advising on securities
29 Dec 2021 - 30 Dec 2022
No
AG9889
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Mar 2020 - 21 Nov 2021
No
AG9889
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Oct 2019 - 11 Dec 2019
No
AG9889
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Oct 2019 - 11 Dec 2019
No
AG9889
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
17 Jan 2017 - 26 Sep 2019
No
AG9889
WING LUNG BANK LIMITED
Type 1: dealing in securities
28 Nov 2015 - 09 Sep 2016
No
AG9889
WING LUNG BANK LIMITED
Type 4: advising on securities
28 Nov 2015 - 09 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.