Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RAO, BHAGAVATULA SRINIVAS
Chinese Name of Relevant Individual
HKMA Registration Number
AG9927
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2017 - 31 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2017 - 11 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2017 - 11 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2016 - 10 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2016 - 06 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2015 - 16 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2015 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RAO, BHAGAVATULA SRINIVAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9927
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9927
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Oct 2017 - 31 Oct 2017
No
AG9927
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
09 Aug 2017 - 11 Aug 2017
No
AG9927
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Jul 2017 - 11 Jul 2017
No
AG9927
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Nov 2016 - 10 Nov 2016
No
AG9927
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 May 2016 - 06 May 2016
No
AG9927
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Dec 2015 - 16 Dec 2015
No
AG9927
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Dec 2015 - 04 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.