Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RATHOUR, KESHEV
Chinese Name of Relevant Individual
HKMA Registration Number
AG9949
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PREMIER WEALTH RELATIONSHIP MANAGER
Remarks
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PREMIER WEALTH RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HSBC BANK PLC
SFC CE number
AFJ824
Business Address
LEVEL 18, HSBC MAIN BUILDING, NO. 1 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2019 - 25 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2019 - 25 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2015 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2015 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RATHOUR, KESHEV
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9949
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HSBC BANK PLC
Type 1: dealing in securities
10 Aug 2024
No
PREMIER WEALTH RELATIONSHIP MANAGER
HSBC BANK PLC
Type 4: advising on securities
10 Aug 2024
No
PREMIER WEALTH RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
HSBC BANK PLC
AFJ824
LEVEL 18, HSBC MAIN BUILDING, NO. 1 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9949
HSBC BANK PLC
Type 1: dealing in securities
Since 10 Aug 2024
No
AG9949
HSBC BANK PLC
Type 4: advising on securities
Since 10 Aug 2024
No
AG9949
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
16 May 2019 - 25 Jul 2024
No
AG9949
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
16 May 2019 - 25 Jul 2024
No
AG9949
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Dec 2015 - 28 Feb 2019
No
AG9949
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Dec 2015 - 28 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.