Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HE, XIAOLIN
Chinese Name of Relevant Individual
何晓琳
HKMA Registration Number
AG9963
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2015 - 15 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2015 - 15 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Dec 2015 - 15 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HE, XIAOLIN
:
Chinese Name of Relevant Individual
何晓琳
:
HKMA Registration Number
AG9963
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9963
BANK OF CHINA LIMITED
Type 1: dealing in securities
03 Dec 2015 - 15 Mar 2017
No
AG9963
BANK OF CHINA LIMITED
Type 4: advising on securities
03 Dec 2015 - 15 Mar 2017
No
AG9963
BANK OF CHINA LIMITED
Type 6: advising on corporate finance
03 Dec 2015 - 15 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.