Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHAO, WEIXIONG
Chinese Name of Relevant Individual
HKMA Registration Number
AG9972
Other HKMA Registration Number(s)
AF8013
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2022 - 24 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2018 - 24 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2018 - 24 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2018 - 24 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2015 - 21 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2012 - 03 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2012 - 30 Nov 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHAO, WEIXIONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9972
:
Other HKMA Registration Number(s)
AF8013
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9972
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
07 Feb 2022 - 24 Oct 2023
No
AG9972
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
20 Aug 2018 - 24 Oct 2023
No
AG9972
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
20 Aug 2018 - 24 Oct 2023
No
AG9972
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
20 Aug 2018 - 24 Oct 2023
No
AG9972
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Dec 2015 - 21 May 2018
No
AF8013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Dec 2012 - 03 Dec 2015
No
AF8013
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Nov 2012 - 30 Nov 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.