Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, HON MING KEN
Chinese Name of Relevant Individual

李漢明
HKMA Registration Number
AG9979
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Dec 2015
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, BUSINESS BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Dec 2015
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, BUSINESS BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, HON MING KEN
:
Chinese Name of Relevant Individual
李漢明
:
HKMA Registration Number
AG9979
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Dec 2015
No
RELATIONSHIP MANAGER, BUSINESS BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Dec 2015
No
RELATIONSHIP MANAGER, BUSINESS BANKING