Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIM, CHONG YIP
Chinese Name of Relevant Individual
嚴創業
HKMA Registration Number
AG9981
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2024 - 16 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2024 - 16 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2019 - 28 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2019 - 28 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2015 - 29 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2015 - 29 Dec 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIM, CHONG YIP
:
Chinese Name of Relevant Individual
嚴創業
:
HKMA Registration Number
AG9981
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9981
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Jul 2024 - 16 Jan 2026
No
AG9981
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Jul 2024 - 16 Jan 2026
No
AG9981
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jun 2019 - 28 Aug 2022
No
AG9981
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jun 2019 - 28 Aug 2022
No
AG9981
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Dec 2015 - 29 Dec 2018
No
AG9981
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Dec 2015 - 29 Dec 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.