Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, SHAN NGA
Chinese Name of Relevant Individual
洪珊雅
HKMA Registration Number
AG9992
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2020 - 05 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2020 - 05 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2019 - 05 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2019 - 05 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2015 - 27 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Dec 2015 - 27 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2015 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, SHAN NGA
:
Chinese Name of Relevant Individual
洪珊雅
:
HKMA Registration Number
AG9992
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9992
DBS BANK LTD.
Type 1: dealing in securities
22 Apr 2020 - 05 Sep 2021
No
AG9992
DBS BANK LTD.
Type 4: advising on securities
22 Apr 2020 - 05 Sep 2021
No
AG9992
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2019 - 05 Sep 2021
No
AG9992
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jul 2019 - 05 Sep 2021
No
AG9992
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Dec 2015 - 27 Dec 2018
No
AG9992
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Dec 2015 - 27 Dec 2018
No
AG9992
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Dec 2015 - 27 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.