Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MEHTA, KARTIK ASHOK
Chinese Name of Relevant Individual
HKMA Registration Number
AG9996
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2017 - 17 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2017 - 16 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2016 - 21 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2016 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2016 - 17 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2015 - 09 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MEHTA, KARTIK ASHOK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9996
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9996
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Aug 2017 - 17 Aug 2017
No
AG9996
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
14 Mar 2017 - 16 Mar 2017
No
AG9996
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
18 Oct 2016 - 21 Oct 2016
No
AG9996
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Jun 2016 - 30 Jun 2016
No
AG9996
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Mar 2016 - 17 Mar 2016
No
AG9996
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Dec 2015 - 09 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.