Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, YUN HO
Chinese Name of Relevant Individual
歐潤豪
HKMA Registration Number
AH0020
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, MIDDLE MARKET
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, MIDDLE MARKET
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2023 - 03 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2023 - 03 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2017 - 16 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2017 - 16 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2015 - 01 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2015 - 01 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, YUN HO
:
Chinese Name of Relevant Individual
歐潤豪
:
HKMA Registration Number
AH0020
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Apr 2025
No
RELATIONSHIP MANAGER, MIDDLE MARKET
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Apr 2025
No
RELATIONSHIP MANAGER, MIDDLE MARKET
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH0020
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 12 Apr 2025
No
AH0020
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 12 Apr 2025
No
AH0020
CITIBANK, N.A.
Type 1: dealing in securities
15 Aug 2023 - 03 Apr 2025
No
AH0020
CITIBANK, N.A.
Type 4: advising on securities
15 Aug 2023 - 03 Apr 2025
No
AH0020
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
22 Aug 2017 - 16 Jun 2023
No
AH0020
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
22 Aug 2017 - 16 Jun 2023
No
AH0020
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Dec 2015 - 01 Mar 2017
No
AH0020
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Dec 2015 - 01 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.